FINRA Offers Investor Guidance on SPAC Warrants

FINRA offered 5 tips on SPAC warrants so investors can avoid ‘missed opportunities.” The advice includes knowing the deadline to exercise the warrants, the terms of redemption and whether brokers can be relied upon to provide updates if terms should change. Read more.

Total
0
Shares
Related Posts
SEC
Read More

SEC Spring Rulemaking Agenda Published

The commission proposed rules and rule amendments intended to enhance investor protections in IPOs by SPACs and in subsequent business combination transactions between SPACs and private operating companies.